5313902025-11-242026-02-235313902026-02-235313902026-02-23in-bse-shp:IndividualsOrHinduUndividedFamilyMember5313902026-02-23in-bse-shp:OtherIndianShareholdersMember5313902026-02-23in-bse-shp:IndianMember5313902026-02-23in-bse-shp:ShareholdingOfPromoterAndPromoterGroupMember5313902026-02-23in-bse-shp:InvestorEducationAndProtectionFundMember5313902026-02-23in-bse-shp:ResidentIndividualShareholdersHoldingNominalShareCapitalUpToRsTwoLakhMember5313902026-02-23in-bse-shp:ResidentIndividualShareholdersHoldingNominalShareCapitalInExcessOfRsTwoLakhMember5313902026-02-23in-bse-shp:NonResidentIndiansMember5313902026-02-23in-bse-shp:BodiesCorporateMember5313902026-02-23in-bse-shp:OtherNonInstitutionsMember5313902026-02-23in-bse-shp:NonInstitutionsMember5313902026-02-23in-bse-shp:PublicShareholdingMember5313902026-02-23in-bse-shp:ShareholdingPatternMember5313902025-11-242026-02-23IndividualsOrHUF_Context155313902026-02-23IndividualsOrHUF_Context155313902025-11-242026-02-23IndividualsOrHUF_Context165313902026-02-23IndividualsOrHUF_Context165313902025-11-242026-02-23IndividualsOrHUF_Context175313902026-02-23IndividualsOrHUF_Context175313902025-11-242026-02-23IndividualsOrHUF_Context185313902026-02-23IndividualsOrHUF_Context185313902025-11-242026-02-23IndividualsOrHUF_Context195313902026-02-23IndividualsOrHUF_Context195313902025-11-242026-02-23OthersIndianShareholders_Context155313902026-02-23OthersIndianShareholders_Context155313902025-11-242026-02-23OthersIndianShareholders_Context165313902026-02-23OthersIndianShareholders_Context165313902025-11-242026-02-23OthersIndianShareholders_Context175313902026-02-23OthersIndianShareholders_Context175313902025-11-242026-02-23DetailsOfSharesHeldByBodiesCorporate_Context155313902026-02-23DetailsOfSharesHeldByBodiesCorporate_Context155313902025-11-242026-02-23DetailsOfSharesHeldByBodiesCorporate_Context165313902026-02-23DetailsOfSharesHeldByBodiesCorporate_Context165313902025-11-242026-02-23DetailsOfSharesHeldByBodiesCorporate_Context175313902026-02-23DetailsOfSharesHeldByBodiesCorporate_Context175313902025-11-242026-02-23DetailsOfSharesHeldByBodiesCorporate_Context185313902026-02-23DetailsOfSharesHeldByBodiesCorporate_Context185313902025-11-242026-02-23DetailsOfSharesHeldByResidentIndividualShareholdersHoldingNominalShareCapitalInExcessOfRsTwoLakh_Context155313902026-02-23DetailsOfSharesHeldByResidentIndividualShareholdersHoldingNominalShareCapitalInExcessOfRsTwoLakh_Context155313902025-11-242026-02-23DetailsOfSharesHeldByResidentIndividualShareholdersHoldingNominalShareCapitalInExcessOfRsTwoLakh_Context165313902026-02-23DetailsOfSharesHeldByResidentIndividualShareholdersHoldingNominalShareCapitalInExcessOfRsTwoLakh_Context165313902025-11-242026-02-23DetailsOfSharesHeldByResidentIndividualShareholdersHoldingNominalShareCapitalInExcessOfRsTwoLakh_Context175313902026-02-23DetailsOfSharesHeldByResidentIndividualShareholdersHoldingNominalShareCapitalInExcessOfRsTwoLakh_Context175313902025-11-242026-02-23OtherNonInstitutions_Context155313902026-02-23OtherNonInstitutions_Context155313902025-11-242026-02-23OtherNonInstitutions_Context165313902026-02-23OtherNonInstitutions_Context165313902025-11-242026-02-23DetailsOfSBO155313902026-02-23DetailsOfSBO155313902025-11-242026-02-23DetailsOfSBO165313902026-02-23DetailsOfSBO165313902025-11-242026-02-23DetailsOfSBO175313902026-02-23DetailsOfSBO175313902025-11-235313902025-08-235313902025-05-235313902025-02-23xbrli:purexbrli:shares

Shareholding Pattern


Upsurge Investment & Finance Limited


General Information

Scrip code531390
NSE SymbolNOTLISTED
MSEI SymbolNOTLISTED
ISININE890B01014
Whether company is SMENo
Class of SecurityEquity Shares
Type of reportCapital Restructuring
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)23-02-2026
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date23-02-2026
Shareholding pattern filed underRegulation 31 (1) (c)
Whether the listed entity is Public Sector Undertaking (PSU)?No

Declaration

Searial No. Particular Yes / No Promoter and Promoter Group Public shareholder Non Promoter- Non Public
1Whether the Listed Entity has issued any partly paid up shares?NoNoNoNo
2Whether the Listed Entity has issued any Convertible Securities ?NoNoNoNo
3Whether the Listed Entity has issued any Warrants ?NoNoNoNo
4Whether Listed Entity has granted any ESOPs, which are outstanding?NoNoNoNo
5Whether the Listed Entity has any shares against which depository receipts are issued?NoNoNoNo
6Whether the Listed Entity has any shares in locked-in?YesYesYesNo
7Whether any shares held by promoters are encumbered under 'Pledge'?NoNo
8Whether any shares held by promoters are encumbered under 'Non-Disposal Undertaking'?NoNo
9Whether any shares held by promoters are encumbered, other than by way of Pledge or NDU, if any?NoNo
10Whether company has equity shares with differential voting rights?NoNoNoNo
11Whether the listed entity has any significant beneficial owner?Yes

Table I - Summary Statement holding of specified securities

Note : Data will be automatically populated from shareholding pattern sheet - Data Entry Restricted in this sheet
Category (I) Category of shareholder (II) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) No. Of shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No. Of Shares Underlying Outstanding convertible securities(XA) No. of Shares Underlying Outstanding Warrants (XB) No. Of Outstanding ESOP Granted (XC) No. of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC) Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X) Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X)As a % of (A+B+C2) Number of Locked in shares (XIII) Number of Shares pledged (XIV) Non-Disposal Undertaking (XV) Other encumbrances, if any (XVI) Total Number of Shares encumbered (XVII) = (XIV+XV+XVI) Number of equity shares held in dematerialized form (XVIII) Sub-categorization of shares
No of Voting (XIV) Rights Total as a % of (A+B+C) Shareholding (No. of shares) under
Class eg:X Class eg:Y Total No. (a) As a % of total Shares held (b) No. (a) As a % of total Shares held (b) No. (a) As a % of total Shares held (b) No. (a) As a % of total Shares held (b) No. (a) As a % of total Shares held (b) Sub-category (i) Sub-category (ii) Sub-category (iii)
(A)Promoter & Promoter Group8119609331196093354.56%119609331196093354.56%1196093354.56%301900025.24%11960933
(B)Public40059960467996046745.44%9960467996046745.44%996046745.44%500000.50%9779166000
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total40132192140021921400100.00%2192140021921400100.00%21921400100.00%306900014.00%21740099000

Shareholding Pattern

Searial No. Category & Name of the Shareholders (I) Category Category / More than 1 percentage Bank Name No of the Shareholders (III) No.of fully paid up equity shares held (IV) No.Of Partly paid-up equity shares held (V) No.Of shares underlying Depository Receipts (VI) Total nos.shares held (VII) = (IV) + (V) + (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No.Of Shares Underlying Outstanding convertible securities (XA) No.of Shares Underlying Outstanding Warrants (XB) No.Of Outstanding ESOP Granted (XC) No.of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC) Total No.of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X) Shareholding , as a % assuming full conversion of convertible securities( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of(A+B+C2) Number of Locked in shares (XIII)) Number of Shares pledged (XIV) Non-Disposal Undertaking (XV) Other encumbrances, if any (XVI) Total Number of Shares encumbered (XVII) = (XIV+XV+XVI) Number of equity shares held in dematerialized for (XVIII) Sub-categorization of shares Shareholder type
No of Voting (XIV) Rights Total as a % of Total Voting rights Shareholding (No.of shares) under
Class eg:X Class eg:Y Total No. (a) As a % of total Shares held (b) No. (a) As a % of total Shares held (b) No. (a) As a % of total Shares held (b) No. (a) As a % of total Shares held (b) No. (a) As a % of total Shares held (b) Sub - category (i) Sub - category (ii) Sub - category (iii)
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(a)Individuals/Hindu undivided Family57722930772293035.23%7722930772293035.23%772293035.23%216900028.09%7722930
PRATIBHA DAYAKRISHNA GOYAL13286330328633014.99%3286330328633014.99%328633014.99%100000030.43%3286330Promoter
D K GOYAL (HUF)1191900019190008.75%191900019190008.75%19190008.75%61900032.26%1919000Promoter
NAVRATI ANURAG GUPTA16595006595003.01%6595006595003.01%6595003.01%00.00%659500Promoter
BAL KISHAN GOYAL158100581000.27%58100581000.27%581000.27%00.00%58100Promoter
DAYA KRISHNA GOYAL1180000018000008.21%180000018000008.21%18000008.21%55000030.56%1800000Promoter
(b)Central Government/ State Government(s)
(c)Financial Institutions/ Banks
(d)Any Other (specify)34238003423800319.33%4238003423800319.33%423800319.33%85000020.06%4238003
YASH SECURITIES PVT. LTD.Bodies Corporate14000004000001.82%4000004000001.82%4000001.82%00.00%400000Promoter Group
UPSURGE SHARES AND SECURITIES PRIVATE LIMITEDBodies Corporate13950003950001.80%3950003950001.80%3950001.80%25000063.29%395000Promoter Group
GAGAN DEEP MULTITRADE PRIVATE LIMITEDBodies Corporate13443003344300315.71%3443003344300315.71%344300315.71%60000017.43%3443003Promoter Group
Sub-Total (A)(1)8119609331196093354.56%119609331196093354.56%1196093354.56%301900025.24%11960933
(2)Foreign
(a)Individuals (NonResident Individuals/ Foreign Individuals)
(b)Government
(c)Institutions
(d)Foreign Portfolio Investor
(e)Any Other (specify)
Sub-Total (A)(2)
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)8119609331196093354.56%119609331196093354.56%1196093354.56%301900025.24%11960933
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions (Domestic)
(a)Mutual Funds
(b)Venture Capital Funds
(c)Alternate Investment Funds
(d)Banks
(e)Insurance Companies
(f)Provident Funds/ Pension Funds
(g)Asset reconstruction companies
(h)Sovereign Wealth Funds
(i)NBFCs registered with RBI
(j)Other Financial Institutions
(k)Any Other (specify)
Sub-Total (B)(1)
(2)Institutions (Foreign)
(a)Foreign Direct Investment
(b)Foreign Venture Capital Investors
(c)Sovereign Wealth Funds
(d)Foreign Portfolio Investors Category I
(e)Foreign Portfolio Investors Category II
(f)Overseas Depositories (holding DRs) (balancing figure)
(g)Any Other (specify)
Sub-Total (B)(2)
(3)Central Government / State Government(s)
(a)Central Government / President of India
(b)State Government / Governor
(c)Shareholding by Companies or Bodies Corporate where Central / State Government is a promoter
Sub-Total (B)(3)
(4)Non-institutions
(a)Associate companies / Subsidiaries
(b)Directors and their relatives (excluding independent directors and nominee directors)
(c)Key Managerial Personnel
(d)Relatives of promoters (other than 'immediate relatives' of promoters disclosed under 'Promoter and Promoter Group' category)
(e)Trusts where any person belonging to 'Promoter and Promoter Group' category is 'trustee', 'beneficiary', or 'author of the trust'
(f)Investor Education and Protection Fund (IEPF)11665891665890.76%1665891665890.76%1665890.76%00.00%166589000
(g)Resident Individuals holding nominal share capital up to Rs. 2 lakhs3750188621518862158.60%188621518862158.60%18862158.60%00.00%1751314000
(h)Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs534824309482430922.01%4824309482430922.01%482430922.01%500001.04%4824309000
GAURAV BOLIA12377572377571.08%2377572377571.08%2377571.08%00.00%237757000
REETA D JAIN14990004990002.28%4990004990002.28%4990002.28%00.00%499000000
Vikas Vijaykumar Khemani1138000013800006.30%138000013800006.30%13800006.30%00.00%1380000000
(i)Non Resident Indians (NRIs)541426541426540.65%1426541426540.65%1426540.65%00.00%129154000
(j)Foreign Nationals
(k)Foreign Companies
(l)Bodies Corporate692407341240734110.98%2407341240734110.98%240734110.98%00.00%2374441000
SYNCOM FORMULATION (INDIA) LTD12740002740001.25%2740002740001.25%2740001.25%00.00%274000000
AKRUTI TRADVEST PRIVATE LIMITED13775433775431.72%3775433775431.72%3775431.72%00.00%377543000
CAPRI GLOBAL HOLDINGS PRIVATE LIMITED14000004000001.82%4000004000001.82%4000001.82%00.00%400000000
CHOICE STRATEGIC ADVISORS LLP15000005000002.28%5000005000002.28%5000002.28%00.00%500000000
(m)Any Other (specify)785333595333592.43%5333595333592.43%5333592.43%00.00%533359000
BrokersOthersCategory12172170.00%2172170.00%2170.00%00.00%217000
HUFCategory775331425331422.43%5331425331422.43%5331422.43%00.00%533142000
Sub-Total (B)(4)40059960467996046745.44%9960467996046745.44%996046745.44%500000.50%9779166000
(B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)40059960467996046745.44%9960467996046745.44%996046745.44%500000.50%9779166000
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
(1)Custodian/DR Holder - Name of DR Holders (If Available)
(2)Employee Benefit Trust / Employee Welfare Trust under SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021
Total NonPromoter- Non Public Shareholding (C)= (C)(1)+(C)(2)
Total ( A+B+C2 )4013219214000021921400100.00%21921400021921400100.00%000021921400100.00%306900025.74%00%00%00%00%21740099000
Total (A+B+C )40132192140021921400100.00%2192140021921400100.00%21921400100.00%306900014.00%21740099000
Disclosure of notes on shareholding pattern
Disclosure of notes in case of promoter holding in dematerialsed form is less than 100 percentage
Disclosure of notes in case of public share holding is less than 25 percentage
Disclosure of notes on shareholding pattern for company remarks explanatory

Significant Beneficial Owners

Searial No. Details of the SBO Details of the registered owner Details of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*: Date of creation / acquisition of significant beneficial interest
Name Passport No. in case of a foreign national Nationality Nationality(Applicable in case of Any other is selected) Name Passport No. in case of a foreign national Nationality Nationality(Applicable in case of Any other is selected) Whether by virtue of:
Shares Voting rights Rights on distributable dividend or any other distribution Exercise of control Exercise of significant influence
1DAYAKRISHNA GOYALIndiaDK GOYAL (HUF)India7.57%7.57%7.57%YesYes08-02-2019
2DAYAKRISHNA GOYALIndiaDAYAKRISHNA GOYALIndia6.98%6.98%6.98%YesYes08-02-2019
3PRATIBHA DAYAKRISHNA GOYALIndiaPRATIBHA DAYAKRISHNA GOYALIndia11.39%11.39%11.39%YesYes08-02-2019

Table VI - Statement showing foreign ownership limits

Particular Approved limits(%) Limits utilized(%)
As on shareholding date0.00%0.00%
As on the end of previous 1st quarter0.00%0.00%
As on the end of previous 2nd quarter0.00%0.00%
As on the end of previous 3rd quarter0.00%0.00%
As on the end of previous 4th quarter0.00%0.00%