General information about company
Scrip code	531390
NSE Symbol	NOTLISTED
MSEI Symbol	NOTLISTED
ISIN	INE890B01014
Name of the company	Upsurge Investment & Finance Limited
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2026
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether Listed Entity has granted any ESOPs, which are outstanding?	No	No	No	No
5	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
6	Whether the Listed Entity has any shares in locked-in?	Yes	Yes	Yes	No
7	Whether any shares held by promoters are encumbered under "Pledged"?	No	No
8	Whether any shares held by promoters are encumbered under "Non-Disposal Undertaking"?	No	No
9	Whether any shares held by promoters are encumbered, other than by way of Pledge or NDU, if any?	No	No
10	Whether company has equity shares with differential voting rights?	No	No	No	No
11	Whether the listed entity has any significant beneficial owner?	Yes

Table VI - Statement showing foreign ownership limits
Particular	Approved limits (%)	Limits utilized (%)
As on shareholding date	0	0
As on the end of previous 1st quarter	0	0
As on the end of previous 2nd quarter	0	0
As on the end of previous 3rd quarter	0	0
As on the end of previous 4th quarter	0	0

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)				No. Of Shares Underlying Outstanding convertible securities (XA)	No. of Shares Underlying Outstanding Warrants (XB)	No. Of Outstanding ESOP Granted (XC)	No. of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC)	Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg:X	Class eg:Y	Total	Total as a % of (A+B+C)
(A)	Promoter & Promoter Group	7	11960933			11960933	54.56	11960933		11960933	54.56					11960933
(B)	Public	3873	9960467			9960467	45.44	9960467		9960467	45.44					9960467
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	3880	21921400			21921400	100	21921400		21921400	100					21921400

Table I - Summary Statement holding of specified securities

Category
(I)Category of shareholder
(II)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)
(XII)= (VII)+(X)
As a % of (A+B+C2)Number of Locked in shares
(XIII)Number of Shares pledged
(XIV)Non-Disposal Undertaking
(XV)Other encumbrances, if any
(XVI)Total Number of Shares encumbered 
(XVII) = (XIV+XV+XVI)Number of equity shares held in dematerialized form 
(XVIII)Sub-categorization of shares

No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)Sub-category (i)Sub-category (ii)Sub-category (iii)

(A)Promoter & Promoter Group54.56180000015.0511960933

(B)Public45.44500000.59793566000

(C)Non Promoter- Non Public

(C1)Shares underlying DRs

(C2)Shares held by Employee Trusts

Total10018500008.4421754499000

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr. No.	Category & Name of the Shareholders (I)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)				No. Of Shares Underlying Outstanding convertible securities (XA)	No. of Shares Underlying Outstanding Warrants (XB)	No. Of Outstanding ESOP Granted (XC)	No. of Shares Underlying Outstanding convertible securities, No. of Warrants and ESOP etc. (X) = (XA+XB+XC)	Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X)
								No of Voting (XIV) Rights			Total as a % of Total Voting rights
								Class eg: X	Class eg:Y	Total	Total as a % of Total Voting rights
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family	5	7722930			7722930	35.23	7722930		7722930	35.23					7722930
(d)	Any Other (specify)	2	4238003			4238003	19.33	4238003		4238003	19.33					4238003
Sub-Total (A)(1)		7	11960933			11960933	54.56	11960933		11960933	54.56					11960933
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		7	11960933			11960933	54.56	11960933		11960933	54.56					11960933
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(f)	Investor Education and Protection Fund (IEPF)	1	166589			166589	0.76	166589		166589	0.76					166589
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs	3612	1795129			1795129	8.19	1795129		1795129	8.19					1795129
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs	51	4684530			4684530	21.37	4684530		4684530	21.37					4684530
(i)	Non Resident Indians (NRIs)	53	175570			175570	0.8	175570		175570	0.8					175570
(l)	Bodies Corporate	73	2584433			2584433	11.79	2584433		2584433	11.79					2584433
(m)	Any Other (specify)	83	554216			554216	2.53	554216		554216	2.53					554216
Sub-Total (B)(4)		3873	9960467			9960467	45.44	9960467		9960467	45.44					9960467
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)		3873	9960467			9960467	45.44	9960467		9960467	45.44					9960467
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		3880	21921400			21921400	100	21921400		21921400	100					21921400
Total (A+B+C )		3880	21921400			21921400	100	21921400		21921400	100					21921400

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr. No.	Category & Name of the Shareholders (I)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XIII)		Number of Shares pledged (XIV)		Non-Disposal Undertaking (XV)		Other encumbrances, if any (XVI)		Total Number of Shares encumbered (XVII) = (XIV+XV+XVI)		Number of equity shares held in dematerialized form (XVIII)	Sub-categorization of shares
Sr. No.	Category & Name of the Shareholders (I)		No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	Number of equity shares held in dematerialized form (XVIII)	Sub-category (i)	Sub-category (ii)	Sub-category (iii)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family	35.23	1800000	23.31									7722930
(d)	Any Other (specify)	19.33	0	0									4238003
Sub-Total (A)(1)		54.56	1800000	15.05									11960933
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		54.56	1800000	15.05									11960933
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(f)	Investor Education and Protection Fund (IEPF)	0.76	0	0									166589	0	0	0
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs	8.19	0	0									1674728	0	0	0
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs	21.37	50000	1.07									4684430	0	0	0
(i)	Non Resident Indians (NRIs)	0.8	0	0									162070	0	0	0
(l)	Bodies Corporate	11.79	0	0									2551533	0	0	0
(m)	Any Other (specify)	2.53	0	0									554216	0	0	0
Sub-Total (B)(4)		45.44	50000	0.5									9793566	0	0	0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)		45.44	50000	0.5									9793566	0	0	0
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		100	1850000	8.44									21754499
Total (A+B+C )		100	1850000	8.44									21754499

Individuals/Hindu undivided Family
Sr. No.	1	2	3	4	5
Name of the Shareholders (I)	PRATIBHA DAYAKRISHNA GOYAL	D K GOYAL (HUF)	NAVRATI ANURAG GUPTA	BAL KISHAN GOYAL	DAYA KRISHNA GOYAL	Click here to go back
PAN (II)	AHAPG4289L	AACHD0154N	AFIPG4775K	ABIPG1339B	AACPG8766B	Total
No. of fully paid up equity shares held (IV)	3286330	1919000	659500	58100	1800000	7722930
Total nos. shares held (VII) = (IV)+(V)+ (VI)	3286330	1919000	659500	58100	1800000	7722930
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	14.99	8.75	3.01	0.27	8.21	35.23
Number of Voting Rights held in each class of securities (IX)
Class eg:X	3286330	1919000	659500	58100	1800000	7722930
Total	3286330	1919000	659500	58100	1800000	7722930
Total as a % of Total Voting rights	14.99	8.75	3.01	0.27	8.21	35.23
Total No. of shares on fully diluted basis (including warrants and Convertible Securities etc.) (XI)=(VII+X)	3286330	1919000	659500	58100	1800000	7722930
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	14.99	8.75	3.01	0.27	8.21	35.23
Number of Locked in shares (XIII)
No. (a)	1000000	400000	0	0	400000	1800000
As a % of total Shares held (b)	30.43	20.84	0	0	22.22	23.31
Number of equity shares held in dematerialized form (XVIII)	3286330	1919000	659500	58100	1800000	7722930
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter	Promoter	Promoter

Any Other (specify)
Sr. No.	1	2	3
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Click here to go back
Name of the Shareholders (I)	YASH SECURITIES PVT. LTD.	GAGAN DEEP MULTITRADE PRIVATE LIMITED	UPSURGE SHARES AND SECURITIES PRIVATE LIMITED
PAN (II)	AAACY3116E	AADCG3604J	AABCU2002J	Total
No. of the Shareholders (I)	1	1	0	2
No. of fully paid up equity shares held (IV)	400000	3838003	0	4238003
Total nos. shares held (VII) = (IV)+(V)+ (VI)	400000	3838003	0	4238003
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.82	17.51	0	19.33
Number of Voting Rights held in each class of securities (IX)
Class eg: X	400000	3838003	0	4238003
Total	400000	3838003	0	4238003
Total as a % of Total Voting rights	1.82	17.51	0	19.33
Total No. of shares on fully diluted basis (including warrants and Convertible Securities etc.) (XI)=(VII+X)	400000	3838003	0	4238003
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	1.82	17.51	0	19.33
Number of Locked in shares (XIII)
No. (a)	0	0	0	0
As a % of total Shares held (b)	0	0	0	0
Number of equity shares held in dematerialized form (XVIII)	400000	3838003	0	4238003
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter Group	Promoter Group	Promoter Group

Bodies Corporate
Sr. No.	1	2	3	4
Name of the Shareholders (I)	SYNCOM FORMULATION (INDIA) LTD	AKRUTI TRADVEST PRIVATE LIMITED	CAPRI GLOBAL VENTURES PRIVATE LIMITED	CHOICE STRATEGIC ADVISORS LLP	Click here to go back
PAN (II)	AAFCS6794R	AABCA3986H	AABCM4155A	AANFC6975D	Total
No. of fully paid up equity shares held (IV)	274000	277905	400000	500000	1451905
Total nos. shares held (VII) = (IV)+(V)+ (VI)	274000	277905	400000	500000	1451905
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.25	1.27	1.82	2.28	6.62
Number of Voting Rights held in each class of securities (IX)
Class eg: X	274000	277905	400000	500000	1451905
Total	274000	277905	400000	500000	1451905
Total as a % of Total Voting rights	1.25	1.27	1.82	2.28	6.62
Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X)	274000	277905	400000	500000	1451905
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	1.25	1.27	1.82	2.28	6.62
Number of Locked in shares (XIII)
No. (a)	0	0	0	0	0
As a % of total Shares held (b)	0	0	0	0	0
Number of equity shares held in dematerialized form (XIV)	274000	277905	400000	500000	1451905
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Sr. No.	1	2	3
Name of the Shareholders (I)	DEV RATHORE	REETA D JAIN	Vikas Vijaykumar Khemani	Click here to go back
PAN (II)	EZGPR8908K	AAFPJ0044A	ADTPK8739J	Total
No. of fully paid up equity shares held (IV)	293900	499000	1274353	2067253
Total nos. shares held (VII) = (IV)+(V)+ (VI)	293900	499000	1274353	2067253
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.34	2.28	5.81	9.43
Number of Voting Rights held in each class of securities (IX)
Class eg: X	293900	499000	1274353	2067253
Total	293900	499000	1274353	2067253
Total as a % of Total Voting rights	1.34	2.28	5.81	9.43
Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X)	293900	499000	1274353	2067253
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	1.34	2.28	5.81	9.43
Number of Locked in shares (XIII)
No. (a)	0	0	0	0
As a % of total Shares held (b)	0	0	0	0
Number of equity shares held in dematerialized form (XIV)	293900	499000	1274353	2067253
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0
Sub-category (ii)	0	0	0	0
Sub-category (iii)	0	0	0	0

Any Other (specify)
Sr. No.	1	2
Category	HUF	Others
Category / More than 1 percentage	Category	Category
Name of the Shareholders (I)		BROKER	Click here to go back
PAN (II)			Total
No. of the Shareholders (I)	82	1	83
No. of fully paid up equity shares held (IV)	553999	217	554216
Total nos. shares held (VII) = (IV)+(V)+ (VI)	553999	217	554216
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.53	0	2.53
Number of Voting Rights held in each class of securities (IX)
Class eg: X	553999	217	554216
Total	553999	217	554216
Total as a % of Total Voting rights	2.53	0	2.53
Total No. of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) (XI)=(VII+X)	553999	217	554216
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XII)= (VII)+(X) As a % of (A+B+C2)	2.53	0	2.53
Number of Locked in shares (XIII)
No. (a)	0	0	0
As a % of total Shares held (b)	0	0	0
Number of equity shares held in dematerialized form (XIV)	553999	217	554216
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0
Sub-category (ii)	0	0	0
Sub-category (iii)	0	0	0

Significant Beneficial Owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest

NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:

SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence

DAYAKRISHNA GOYAL

AACPG8766B

India

DK GOYAL (HUF)

AACHD0154N

India

7.57

Yes

08-02-2019

DAYAKRISHNA GOYAL

AACPG8766B

India

DAYAKRISHNA GOYAL

AACPG8766B

India

6.98

Yes

08-02-2019

Total:

14.55

PRATIBHA DAYAKRISHNA GOYAL

AHAPG4289L

India

PRATIBHA DAYAKRISHNA GOYAL

AHAPG4289L

India

11.39

Yes

08-02-2019

Total:

11.39

General information about company

Declaration

Table VI - Statement showing foreign ownership limits

Table I - Summary Statement holding of specified securities

Table I - Summary Statement holding of specified securities

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Individuals/Hindu undivided Family

Any Other (specify)

Bodies Corporate

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Any Other (specify)

Significant Beneficial Owners